MANAGING DIRECTOR, COMPLIANCE
Elizabeth Gardner
Elizabeth (Liz) is the Managing Director of Compliance where she is responsible for managing the compliance and regulatory programs at TwinFocus. She provides compliance oversight for the firm’s business activities, including the design and implementation of the firm’s compliance policies and procedures. Liz also partners with the executive management team and others as part of the Operational Risk Committee with a focus on the firm’s overall risk mitigation strategies.
MANAGING DIRECTOR, COMPLIANCE
Elizabeth Gardner
Elizabeth (Liz) is the Managing Director of Compliance where she is responsible for managing the compliance and regulatory programs at TwinFocus. She provides compliance oversight for the firm’s business activities, including the design and implementation of the firm’s compliance policies and procedures. Liz also partners with the executive management team and others as part of the Operational Risk Committee with a focus on the firm’s overall risk mitigation strategies.
HISTORY
Liz has nearly two decades of experience in the investment management industry. Prior to joining TwinFocus, she worked as the Chief Compliance Officer for a boutique family office advisor. Prior to that, Liz worked in the wealth management space, focusing on operations. Her responsibilities revolved around the day-to-day account maintenance, performance review, reporting and workflow management.
EDUCATION
Liz received her bachelor’s degree in Business Administration from Stonehill College and her MBA from Curry College. She also holds the Investment Adviser Certified Compliance Professional (IACCP) designation.
OUTSIDE THE OFFICE
Liz lives south of Boston with her husband and their two daughters. In her free time, she enjoys spending time with her family outdoors, gardening and hiking with the family dog.
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