SENIOR DIRECTOR, BUSINESS OPERATIONS & COMPLIANCE

Kenneth W. Cooperman


Ken serves as the firm’s Senior Director of Business Operations & Compliance.  He is an integral member of the Senior Management team, overseeing all aspects of Finance, Operations, and Regulatory Compliance.   Ken is responsible for daily operations oversight and manages the Operations staff.  He develops, implements and administers policies and procedures designed to ensure operational and regulatory compliance. In addition, Ken advances operational procedures designed to ensure consistent deliverables for our clients and efficient business practices within the firm.

SENIOR DIRECTOR, BUSINESS OPERATIONS & COMPLIANCE

Kenneth W. Cooperman


Ken serves as the firm’s Senior Director of Business Operations & Compliance.  He is an integral member of the Senior Management team, overseeing all aspects of Finance, Operations, and Regulatory Compliance.   Ken is responsible for daily operations oversight and manages the Operations staff.  He develops, implements and administers policies and procedures designed to ensure operational and regulatory compliance. In addition, Ken advances operational procedures designed to ensure consistent deliverables for our clients and efficient business practices within the firm.

HISTORY


Ken’s career spans over twenty-five years within the wealth management industry. Prior to joining TwinFocus, Ken worked at Windrose Advisors, where he focused on the support, service and reporting needs of clients and their family offices.  Prior to that, he headed Operations at Athena Capital Advisors, a multi-family office where he helped to build the wealth management practice – including client service, trading and reporting.  Before Athena, Ken worked as Director of Client Services at Thinking Investments, a portfolio management technology platform and start-up company. As a member of the product development team, he focused on user interface design and content documentation.  He also helped launch three start-up ventures in the Boston area: JP Morgan Online, DE Shaw Group’s FarSight Financial Services, and Adviser Investments LLC.  Ken began his career in the investment business at Fidelity Investments, in its Boston office, resolving complex investor disputes,  and served as a Senior Trader in Brokerage Services.

EDUCATION


Ken earned a Bachelor of Science degree from Providence College and an MBA from Northeastern University.

OUTSIDE THE OFFICE


Ken and his wife Kate live in Framingham, Massachusetts and each have three children.