Daniel Finger
Manager, Compliance & Business Operations
Compliance
Daniel is the Compliance and Business Operations Manager at TwinFocus, where he plays a key leadership role in managing the firm’s compliance and regulatory programs. He ensures firm-wide adherence to industry regulations, implements comprehensive compliance policies and procedures, and partners with the Chief Compliance Officer to provide oversight of the firm’s investment advisory activities.
Daniel also serves on the firm’s Operational Risk Committee, where he contributes to identifying, assessing, and mitigating potential risks that could impact both the firm and its clients.
In addition to his compliance responsibilities, Daniel collaborates closely with the Managing Director of Business Operations to design and execute operational strategies and implement innovative technologies that enhance service delivery for the firm’s family office clients.
Before joining TwinFocus, Daniel was the Operations Manager at a Boston-based Registered Investment Advisor (RIA), where he led the firm’s technology initiatives. In this role, he managed an operations team responsible for data integrity, trading operations, client reporting, and account reconciliation.
Daniel graduated cum laude from Bryant University.
Get to know Daniel.
If you were not working at TwinFocus and you knew you could not fail at whatever you did, what would you do?
I would pursue a career as an author.
What do you enjoy doing outside of work?
Outside of work, I enjoy spending quality time with my family, my two children, gathering with friends, and escaping to the Cape during summer weekends.
What do you enjoy most about your job?
What I find most rewarding about my job is the collaborative environment, where I can work with colleagues to tackle challenging problems and come up with creative solutions that drive progress and success.
What unique personal skills make you great at your role at TwinFocus?
One of my unique personal skills is my constant pursuit of improvement. I am always looking for better ways to do things, whether it’s streamlining processes, finding efficiencies, or implementing novel solutions.