Elizabeth Gardner

Managing Director, Chief Compliance Officer

Compliance

Elizabeth is responsible for managing the compliance and regulatory programs at TwinFocus. She provides compliance oversight for the firm’s business activities, including the design and implementation of compliance policies and procedures. Liz also partners with the executive management team and others as part of the Operational Risk Committee with a focus on the firm’s overall risk mitigation strategies.

Before joining TwinFocus, she worked for nearly two decades in the investment management industry, most recently as the Chief Compliance Officer for a boutique family office advisor, and for other wealth management businesses, focusing on operations. Liz received her bachelor’s degree in Business Administration from Stonehill College and her MBA from Curry College. She also holds the Investment Adviser Certified Compliance Professional (IACCP) designation.